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 Wisconsin Administrative Code (Last Updated: January 10, 2017)
 Agency DFI. Department of Financial Institutions
 Chapters DFI-Sec1-36. Department of Financial Institutions-Securities
 Chapter DFI-Sec3. Registration Requirements And Procedures
 

  Chapter DFI-Sec3. Registration Requirements And Procedures  

Section 3.01. Registration by coordination.
Section 3.02. Registration by qualification.
Section 3.03. Prospectus requirements.
Section 3.04. Trust indenture requirements.
Section 3.05. Registration proceedings.
Section 3.06. Amendment of registration statements.
Section 3.07. Extension of registration statements.
Section 3.08. Periodic reports.

History

Renum. from SEC 2.04 and am. Register, December, 1977, No. 264 , eff. 1-1-78; am. (intro.), Register, December, 1979, No. 288 , eff. 1-1-80; cr. (3), Register, December, 1980, No. 300 , eff. 1-1-81; renum. (1) to be (1) (a) and am., renum. (2) and (3) to be (1) (b) and (2), Register, December, 1982, No. 324 , eff. 1-1-83; cr. (3), Register, December, 1991, No. 432 , eff. 1-1-92; renum. from SEC 3.21, Register, December, 1996, No. 492 , eff. 1-1-97; am. (1) (a), r. (2), Register, December, 1998, No. 516 , eff. 1-1-99; correction made under s. 13.93 (2m) (b) 1., Stats., Register, December, 1998, No. 516 ; CR 08-077 : am. (intro.), (1) (a) and (2) Register December 2008 No. 636 , eff. 1-1-09.