Chapter DFI-Sec2. Registration Exemptions And Federal Covered Security Notice Filings  


Section 2.01. Exempt securities.
Section 2.02. Exempt transactions.
Section 2.027. Exemption for solicitations of interest prior to registration or exemption.
Section 2.028. Wisconsin issuer registration exemption by filing.
Section 2.029. Federal regulation D rule 505 exemption by filing.
Section 2.03. Exemption proceedings.
Section 2.04. Federal covered security notice filings.

History

Cr. Register, December 1969, No. 168 , eff. 1-1-70; r. and recr. Register, August, 1972, No. 200 , eff. 9-1-72; cr. (6), Register, October, 1974, No. 226 , eff. 11-1-74; r. (1), renum. (6) to be (1) and am., renum. (2) to (5) to be (3) to (6), am. (3) and (4), r. and recr. (5), cr. (2) and (7), Register, December, 1977, No. 264 , eff. 1-1-78; am. (2), r. (3), renum. (4), (5) and (7) to be (3), (4) and (5), am. (3) (a), cr. (7) and (8), Register, September, 1978, No. 273 , eff. 10-1-78; emerg. am. (1) (a) 2., eff. 10-1-78; am. (1) (a) 2., Register, January, 1979, No. 277 , eff. 2-1-79; am. (7) (d) and (h), Register, December, 1979, No. 288 , eff. 1-1-80; am. (1) (a) 1. to 3., (3) (a), (4) (a) and (b), (5) (f), (6) (a) and (7) (a) and (d), Register, December, 1980, No. 300 , eff. 1-1-81; am. (1) (a) 3. and (3) (a), cr. (7m), Register, December, 1981, No. 312 , eff. 1-1-82; emerg. cr. (1) (c) and (d), (10), (11) and (12), eff. 5-1-82; cr. (1) (c) and (d), (9), (10) and (11), Register, September, 1982, No. 321 , eff. 10-1-82; am. (7) (d), Register, December, 1982, No. 324 , eff. 1-1-83; am. (1) (a) 3., Register, December, 1983, No. 336 , eff. 1-1-84; am. (1) (a) 3., r. (10), renum. (11) to be (10), Register, December, 1985, No. 360 , eff. 1-1-86; emerg. am. (1) (a), r. (7), eff. 1-1-86; r. (7), renum. (8) to (10) to be (7) to (9), Register, March, 1986, No. 363 , eff. 4-1-86; am. (1) (a), Register, May, 1986, No. 365 , eff. 6-1-86; emerg. am. (1) (c) 3., eff. 7-1-86; am. (1) (b), (c) 2. and 3., (3) (a) and (4) (b), r. (7m), Register, December, 1986, No. 372 , eff. 1-1-87; emerg. am. (1) (c) 3., eff. 7-1-88; am. (1) (c) 3. and (9) (b) 14., Register, December, 1988, No. 396 , eff. 1-1-89; renum. (3) to (9) to be (4) to (10), cr. (3), Register, December, 1990, No. 420 , eff. 1-1-91; renum. (3) to be (3) (a), cr. (3) (b), Register, December, 1991, No. 432 , eff. 1-1-92; emerg. cr. (1) (c) 4. to 6., (d) 4. to 6., eff. 5-1-94, cr. (1) (c) 4. to 6., (d) 4. to 6., Register, September, 1994, No. 465 , eff. 10-1-94; am. (1) (a), 3., r. (1) (c) 2. and 3., (d) 2. and 3., renum (1) (c) 4., 5. and 6., (d) 4., 5. and 6. to be (1) (c) 2. to 4. and (d) 2. to 4., cr. (3) (c) and (d), Register, December, 1995, No. 480 , eff. 1-1-96; emerg. cr. (1) (c) 5. and (d) 5. eff. 7-1-96; cr. (3) (e), Register, July, 1996, No. 487 , eff. 8-1-96; cr. (1) (c) 5., (d) 5., Register, November, 1996, No. 491 , eff. 12-1-96; renum. (6) (intro.) to be (6) and am., r. (6) (a) to (h), Register, December, 1996, No. 492 , eff. 1-1-97; corrections in (1) (a) and (4) (a) made under s. 13.93 (2m) (b) 7., Stats., Register, March, 1997, No. 495 ; am. (1) (a) 2., (9) and (10) (a), r. (3) (a) to (d), Register, December, 1998, No. 516 , eff. 1-1-99; correction made under s. 13.93 (2m) (b) 1., Stats., Register, December, 1998, No. 516 ; emerg. cr. (1) (c) 6. and (1) (d) 6., eff. 2-25-99 ; cr. (1) (c) 6. and (1) (d) 6., Register, August, 1999, No. 524 , eff. 9-1-99; renum. (3) to be (3) (a), cr. (3) (b), Register, December, 1999, No. 528 , eff. 1-1-00; CR 08-077 : am. (1) (a), (b), (4) (a), (9) and (10) (a), r. (1) (c), (d), (2), (3) (b) and (5) to (8), renum. (3) (a) to be (3) and am., r. and recr (4) (b), cr. (5) Register December 2008 No. 636 , eff. 1-1-09; CR 09-056 : r. (9) and (10) Register December 2009 No. 648 , eff. 1-1-10.