Section 3.05. Registration proceedings.

 

(1)  If any information is reasonably required by the division prior to the effective date of a registration statement filed under s. 551.303 or 551.304 , Stats., in connection with the examination of such registration statement, the registration statement is deemed filed when the information so required is filed with the division.

(2)  Any registration statement which a registrant fails to complete or withdraw within one year from the date of filing shall be deemed materially incomplete under s. 551.306 (1) (a) , Stats., and the division may issue a stop order denying effectiveness to such registration statement.

(3)  The division may institute a proceeding under s. 551.306 , Stats., and may issue a stop order suspending or revoking the effectiveness of any registration statement filed under s. 551.303 or 551.304 , Stats., at any time during the period that the registration statement is effective and within one year thereafter.

Cr. Register, December, 1969, No. 168 , eff. 1-1-70; r. and recr. Register, August, 1972, No. 200 , eff. 9-1-72; renum. from SEC 2.11 and SEC 3.09, Register, December, 1977, No. 264 , eff. 1-1-78; renum. from SEC 3.25, Register, December, 1996, No. 492 , eff. 1-1-97; CR 08-077 : am. Register December 2008 No. 636 , eff. 1-1-09.