Wisconsin Administrative Code (Last Updated: January 10, 2017) |
Agency DFI. Department of Financial Institutions |
Chapters DFI-Sec1-36. Department of Financial Institutions-Securities |
Chapter DFI-Sec8. Administrative Procedure |
Section 8.08. Taking and preserving of evidence.
Latest version.
- (1) In any class 3 proceeding as defined in ch. 227 , Stats. , a party may be granted the right by the hearing officer to take and preserve evidence as provided in ch. 804 , Stats.(2) The division may use information acquired after issuance of a summary order of denial of an application for a registration as a broker-dealer, investment adviser, agent or investment adviser representative at a hearing in the matter to provide additional support for the allegations that provided the basis for the application denial.
History:
Cr.
Register, December, 1979, No. 288
, eff. 1-1-80;
CR 08-077
: renum. to be (1), cr. (2)
Register December 2008 No. 636
, eff. 1-1-09.