Section 27.01. Fees.


Latest version.
  • The following fees, prescribed for the examination of various matters arising under ch. 552 , Stats. , are chargeable to the person filing or the registrant, and are payable, unless otherwise provided by the division, at the time the required form or solicitation material is filed:
    (1)  Ownership information matters filed pursuant to s. 552.03 , Stats.:
    (a) Form TO-1 Statement of Ownership Information   $100
    (b) Statement prescribed in section 13 (d) of the securities exchange act of 1934     $100
    (c) Form TO-2 Statement of Ownership Information   $100
    (d) Amendment to Statement of Ownership Information
          $100
    (2)  Examination of statement filed under s. DFI-Sec 26.01 (1)
              $50
    (3)  Examination of solicitation materials filed by an offeror,target company or other person—Per Item     $10
    (4)  Application for issuance of an interpretive opinion    
            $500
    (6)  Application for issuance of exemption order under ch. 552 ,Stats.         $200
History: Cr. Register, October, 1972, No. 202 , eff. 11-1-72; cr. (5), Register, December, 1979, No. 288 , eff. 1-1-80; am. (4) and (5), cr. (6), Register, December, 1986, No. 372 , eff. 1-1-87; r. and recr. Register, December, 1988, No. 396 , eff. 1-1-89; r. (5), Register, April, 1998, No. 508 , eff. 5-1-98.