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Wisconsin Administrative Code (Last Updated: January 10, 2017) |
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Agency DFI. Department of Financial Institutions |
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Chapters DFI-Sec1-36. Department of Financial Institutions-Securities |
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Chapter DFI-Sec22. Filing Of Ownership Information |
Section 22.01. Filing of long-form statement of ownership information.
Latest version.
- (1) Any person who, after acquiring directly or indirectly the beneficial ownership of any equity security of a target company, is directly or indirectly the beneficial owner of more than 5% of any class of the outstanding equity securities of the issuer shall, within 10 days after such acquisition, file with the division a long-form statement of ownership information on form TO-1 prescribed by the division, and send a signed copy of such form to the target company by certified mail at its principal office not later than the date of filing.(2) For the purpose of s. 552.03 (2) , Stats., the "statement prescribed therein" shall be schedule 13D as promulgated under section 13 (d) of the securities exchange act of 1934.