Section 75.03. General requirements.  


Latest version.
  • (1) Applicability. This section establishes general requirements that apply to the 13 types of community substance abuse services under ss. DHS 75.04 to 75.16 . Not all general requirements apply to all services. Table DHS 75.03 indicates the general requirement subsections that apply to specific services.
    TABLE DHS 75.03
    GENERAL REQUIREMENTS
    APPLICABLE TO EACH SERVICE - See PDF for table PDF
    X = required O = not required
    (2) Certification.
    (a) Approval. Each service that receives funds under ch. 51 , Stats. , is approved by the state methadone authority, is funded through the department's bureau of prevention, treatment, and recovery, or receives other substance abuse prevention and treatment funding or other funding specifically designated to be used for providing services described under ss. DHS 75.04 to 75.16 , shall be certified by the department under this chapter.
    (b) Application. An individual or organization seeking certification of a service under this chapter shall apply to the department for certification on a form provided by the department.
    (c) Determination. Upon receipt of a completed application for certification the department shall review the application for compliance with this chapter, which may include an on-site survey. Within 45 days after receiving a completed application, the department shall either approve or deny the application. If the application for certification is denied, the department shall give the individual or organization applying for certification reasons, in writing, for the denial and shall inform the individual or organization of a right to appeal that decision under par. (h) .
    (d) Duration. The department may issue a certification for a period of up to 2 years. The certification shall remain in effect for that period unless suspended or revoked prior to expiration.
    (e) Renewal. The department shall send a renewal notice and instructions to the certificate holder 60 days before expiration of the certification.
    (f) Denial.
    1. The department may refuse to issue a certification if an applicant fails to meet all requirements of this chapter or may refuse to renew a certification if the applicant no longer meets or has violated any provision of this chapter.
    2. The department may refuse to issue a certification if the applicant has previously had a certification revoked for failure to comply with rules promulgated by the department or a comparable agency in another state.
    (g) Suspension or revocation. The department may at any time upon written notice to a certificate holder suspend or revoke the certificate if the department finds that the service does not comply with this chapter. The notice shall state the reasons for the suspension or revocation and shall inform the certificate holder of the right under par. (h) to appeal that decision.
    (h) Responsibility for interpretation. The department's bureau of prevention, treatment and recovery is responsible for the interpretation of the meaning and intent of the provisions of this chapter.
    (i) Appeals.
    1. If the department denies, refuses to renew, suspends or revokes a certification, the individual, organization or service applying for certification or renewal may request an administrative hearing under ch. 227 , Stats. If a timely request for hearing is made on a decision to suspend or revoke or not renew a certification, that action is stayed pending the decision on the appeal except when the department finds that the health, safety or welfare of patients requires that the action take effect immediately. A finding of a requirement for immediate action shall be made in writing by the department.
    2. A client shall file his or her request for a fair hearing in writing with the division of hearings and appeals in the department of administration within 30 days after the date of the notice of adverse action under par. (c) or (g) . If a request is not received within 30 days, no hearing is available. A request is considered filed when received by the division of hearings and appeals. Receipt of notice is presumed within 5 days of the date the notice was mailed.
    3. In accordance with ch. HA 3 , the division of hearings and appeals shall consider and apply all standards and requirements of this chapter.
    (3) Governing authority. The governing authority or legal owner of a service shall do all of the following:
    (a) Establish written policies and procedures for the operation of the service and exercise general direction over the service.
    (b) Appoint a director whose qualifications, authority and duties are defined in writing.
    (c) Develop and provide a policy manual that describes the policies and procedures for the delivery of services.
    (d) Comply with local, state and federal laws.
    (e) Establish a written policy stating that the service will comply with patient rights requirements as specified in this chapter and in ch. DHS 94 .
    (f) Establish written policies and procedures stating that services will be available and accessible and, that with the exception of par. (g) , no person will be denied service or discriminated against on the basis of sex, race, color, creed, sexual orientation, handicap or age, in accordance with Title VI of the Civil Rights Act of 1964, as amended, 42 USC 2000d , Title XI of the Education Amendments of 1972, 20 USC 1681-1686 and s. 504 of the Rehabilitation Act of 1973, as amended, 29 USC 794 , and the Americans with Disabilities Act of 1990, as amended, 42 USC 12101-12213 .
    (g) State clearly in writing the criteria for determining the eligibility of individuals for admission, with first priority for services given to pregnant women who are alcohol or drug abusers.
    (h) Develop written policies and procedures stating that, in the selection of staff, consideration will be given to each applicant's competence, responsiveness and sensitivity toward and training in serving the characteristics of the service's patient population, including gender, age, cultural background, sexual orientation, developmental, cognitive or communication barriers and physical or sensory disabilities.
    (i) Develop written policies and procedures to ensure that recommendations relating to a patient's initial placement, continued stay, level of care transfer and discharge recommendations are determined through the application of approved uniform placement criteria.
    (4) Personnel.
    (a) A service shall have a director appointed by the governing authority or legal owner. The director is responsible for administration of the service.
    (b) A service shall comply with chs. DHS 12 and 13 . Chapter DHS 12 directs the service to perform background information checks on applicants for employment and persons with whom the service contracts and who have direct, regular contact with patients and, periodically, on existing employees, and not hire or retain persons who because of specified past actions are prohibited from working with patients. Chapter DHS 13 directs the service to report to the department all allegations that come to the attention of the service that a staff member or contracted employee has misappropriated property of a patient or has abused or neglected a patient.
    (c) If a service uses volunteers, the service shall have written policies and procedures governing their activities.
    (d) All staff who provide substance abuse counseling, except physicians knowledgeable in the practice of addiction medicine and psychologists knowledgeable in psychopharmacology and addiction treatment, shall be substance abuse counselors.
    (e) All staff who provide clinical supervision shall fulfill the requirements established in s. SPS 160.02 (6) and shall hold a certificate from DSPS as required in s. SPS 160.02 (7) , except for a physician knowledgeable in addiction treatment, licensed psychologist with a knowledge of psychopharmacology and addiction treatment or professional possessing the s. MPSW 1.09 subspecialty under ch. 457 , Stats.
    (f) All staff who provide mental health treatment services to dually diagnosed clients shall meet the appropriate qualifications under appendix B.
    (g) Provision of clinical supervision for a substance abuse counselor shall be evidenced in that person's personnel file by documentation which identifies hours of supervision provided, issues addressed in the areas of counselor development, counselor skill assessment and performance evaluation, management and administration and professional responsibility and plans for problem resolution. The documentation shall be signed by the clinical supervisor.
    (5) Staff development. A service shall have written policies and procedures for determining staff training needs, formulating individualized training plans and documenting the progress and completion of staff development goals.
    (6) Training staff in assessment and management of suicidal individuals.
    (a) Each service shall have a written policy requiring each new staff person who may have responsibility for assessing or treating patients who present significant risks for suicide to do one of the following:
    1. Receive documented training in assessment and management of suicidal individuals within two months after being hired by the service.
    2. Provide written documentation of past training or supervised experience in assessment and management of suicidal individuals.
    (b) Staff who provide crisis intervention or are on call to provide crisis intervention shall, within one month of being hired to provide these services, receive specific training in crisis assessment and treatment of persons presenting a significant risk for suicide or document that they have already received the training. The service shall have written policies and procedures covering the nature and extent of this training to ensure that crisis and on-call staff will be able to provide the necessary services given the range of needs and symptoms generally exhibited by patients receiving care through the service.
    (c) Staff employed by the program on August 1, 2000, shall either receive training in assessment and management of suicidal individuals within one year from that date or provide documentation of past training.
    (7) Confidentiality. Services shall have written policies, procedures and staff training to ensure compliance with provisions of 42 CFR Part 2 , confidentiality of alcohol and drug abuse patient records, and s. 51.30 , Stats., and ch. DHS 92 , confidentiality of records. Each staff member shall sign a statement acknowledging his or her responsibility to maintain confidentiality of personal information about patients.
    (8) Patient case records.
    (a) There shall be a case record for each patient. For a person receiving only emergency services under s. DHS 75.06 , 75.07 or 75.15 , the case record requirements are found in sub. (9) .
    (b) A staff person of the service shall be designated to be responsible for the maintenance and security of patient case records.
    (c) Patient case records shall be safeguarded as provided in sub. (7) and maintained with the security precautions specified in 42 CFR Part 2 .
    (d) The case record format shall provide for consistency and facilitate information retrieval.
    (e) A patient's case record shall include all of the following:
    1. Consent for treatment forms signed by the patient or, as appropriate, the patient's legal guardian.
    2. An acknowledgment by the patient or the patient's legal guardian, if any, that the service policies and procedures were explained to the patient or the patient's legal guardian.
    3. A copy of the signed and dated patient notification that was reviewed with and provided to the patient and patient's legal guardian, if any, which identifies patient rights, and explains provisions for confidentiality and the patient's recourse in the event that the patient's rights have been abused.
    4. Results of all screening, examinations, tests and other assessment information.
    5. A completed copy of the most current placement criteria summary for initial placement or for documentation of the applicable approved placement criteria or WI-UPC assets and needs criteria if the patient has been transferred to a level of care different from the initial placement. Alternative forms that include all the information from the WI-UPC summary or other approved placement criteria may be used in place of the actual scoring document.
    6. Treatment plans.
    7. Medication records that allow for ongoing monitoring of all staff-administered medications and the documentation of adverse drug reactions.
    8. All medication orders. These shall specify the name of the medication, dose, route of administration, frequency of administration, person administering and name of the physician who prescribed the medication.
    9. Reports from referring sources, each to include the name of the referral source, the date of the report and the date the patient was referred to the service.
    10. Records of referral by the service, including documentation that referral follow-up activities occurred.
    11. Multi-disciplinary case conference and consultation notes signed by the primary counselor.
    12. Correspondence relevant to the patient's treatment, including all letters and dated notations of telephone conversations.
    13. Consent forms authorizing disclosure of specific information about the patient.
    14. Progress notes, including staffings, in accordance with the service's policies and procedures.
    15. A record of services provided that includes documentation of all case management, education, services and referrals.
    16. Staffing notes signed by the primary counselor and the clinical supervisor, and by the mental health professional if the patient is dually diagnosed.
    17. Documentation of transfer from one level of care to another. Documentation shall identify the applicable criteria from approved placement criteria, and shall include the dates the transfer was recommended and initiated.
    18. Discharge documentation.
    (f) A service shall have policies and procedures to ensure the security and confidentiality of all case records when clinical supervision is provided off site.
    (g) If the service discontinues operations or is taken over by another service, records containing patient identifying information may be turned over to the replacement service or any other service provided the patient consents in writing. If no patient consent is obtained, the records shall be sealed and turned over to the department to be retained for 7 years and then destroyed.
    (h) A patient's case record shall be maintained by the service for a period of 7 years from the date of termination of treatment or service.
    (i) A service is the custodian and owner of the patient file and may release information only in compliance with sub. (7) .
    (9) Case records for persons receiving emergency services.
    (a) A service shall keep a case record for every person requesting or receiving emergency services under s. DHS 75.06 , 75.07 or 75.15 , except where the only contact made is by telephone.
    (b) A case record prepared under this subsection shall comply with requirements under s. DHS 124.14 , if the service is operated by a hospital, or include all of the following:
    1. The individual's name and address.
    2. The individual's date of birth, sex and race or ethnic origin.
    3. Time of first contact with the individual.
    4. Time of the individual's arrival, means of arrival and method of transportation.
    5. Presenting problem.
    6. Time emergency services began.
    7. History of recent substance use, if determinable.
    8. Pertinent history of the problem, including details of first aid or emergency care given to the individual before being seen by the emergency service.
    9. Description of clinical and laboratory findings.
    10. Results of emergency screening, diagnosis or other assessment completed.
    11. Detailed description of services provided.
    12. Progress notes.
    13. Condition of the individual on transfer or discharge.
    14. Final disposition, including instructions given to the individual regarding necessary follow-up care.
    15. Record of services provided, which shall be signed by the physician in attendance when medical diagnosis or treatment has been provided.
    16. Name, address and phone number of a person to be notified in case of an emergency provided that there is a release of information signed by the patient that enables the agency to contact that person, unless the person is incapacitated and is unable to sign a release of information.
    (10) Screening.
    (a) A service shall complete withdrawal screening for a patient who is currently experiencing withdrawal symptoms or who presents the potential to develop withdrawal symptoms.
    (b) Acceptance of a patient for substance abuse services shall be based on a written screening procedure and the application of approved patient placement criteria. The written screening procedure shall clearly state the criteria for determining eligibility for admission.
    (c) All substance abuse screening procedures shall include the collection of data relating to impairment due to substance use consistent with the WI-UPC, ASAM patient placement criteria or other similar patient placement criteria approved by the department.
    (11) Intake.
    (a) Basis for admission. Admission of an individual to a service for treatment shall be based upon an intake procedure that includes screening, placement, initial assessment and required administrative tasks.
    (b) Policies and procedures for intake. A service shall have written policies and procedures to govern the intake process, including all of the following:
    1. A description of the types of information to be obtained from an applicant before admission.
    2. A written consent to treatment statement attached to the initial service plan, which shall be signed by the prospective patient before admission is completed.
    3. A method of informing the patient about and ensuring that the patient understands all of the following, and for obtaining the patient's signed acknowledgment of having been informed and understanding all of the following:
    a. The general nature and purpose of the service.
    b. Patient rights and the protection of privacy provided by the confidentiality laws.
    c. Service regulations governing patient conduct, the types of infractions that result in corrective action or discharge from the service and the process for review or appeal.
    d. The hours during which services are available.
    e. Procedures for follow-up after discharge.
    f. Information about the cost of treatment, who will be billed and the accepted methods of payment if the patient will be billed.
    (c) Initial assessment. The initial assessment shall include all of the following:
    1. An alcohol and drug history that identifies:
    a. The substance or substances used.
    b. The duration of use for each substance.
    c. Pattern of use in terms of frequency and amount.
    d. Method of administration.
    e. Status of use immediately prior to entering into treatment.
    2. Available information regarding the patient's family, significant relationships, legal, social and financial status, treatment history and other factors that appear to have a relationship to the patient's substance abuse and physical and mental health.
    3. Documentation of how the information identified in subds. 1. and 2. relate to the patient's presenting problem.
    4. Documentation about the current mental and physical health status of the patient.
    (d) Preliminary service plan. A preliminary service plan shall be developed, based upon the initial assessment.
    (e) Explanation of initial assessment and service plan. The initial assessment and preliminary service plan shall be clearly explained to the patient and, when appropriate, to the patient's family members during the intake process.
    (f) Information and referral relating to communicable diseases. The service shall provide patients with information concerning communicable diseases, such as sexually transmitted diseases (STDs), hepatitis B, tuberculosis (TB), and human immunodeficiency virus (HIV), and shall refer patients with communicable disease for treatment when appropriate.
    (g) Court-ordered admission. Admission of a person under court order shall be in accordance with ss. 51.15 and 51.45 (12) , Stats.
    (12) Assessment.
    (a) Staff of a service shall assess each patient through screening interviews, data obtained during intake, counselor observation and talking with people who know the patient. Information for the assessment shall include all of the following:
    1. The substance abuse counselor's evaluation of the patient and documentation of psychological, social and physiological signs and symptoms of substance abuse and dependence, mental health disorders and trauma, based on criteria in DSM-IV.
    2. The summarized results of all psychometric, cognitive, vocational and physical examinations taken for, or as a result of, the patient's enrollment into treatment.
    (b) The counselor's recommendations for treatment shall be included in a written case history that includes a summary of the assessment information leading to the conclusions and outcomes determined from the counselor's evaluation of the patient's problems and needs.
    (c) If a counselor identifies symptoms of a mental health disorder and trauma in the assessment process, the service shall refer the individual for a mental health assessment conducted by a mental health professional.
    (d) If a counselor identifies symptoms of physical health problems in the assessment process, the service shall refer the individual for a physical health assessment conducted by medical personnel.
    (e) Initial assessment shall be conducted for treatment planning. The service shall implement an ongoing process of assessment to ensure that the patient's treatment plan is modified if the need arises as determined through a staffing at least every 30 days.
    (13) Treatment plan.
    (a) Basis and signatures. A service shall develop a treatment plan for each patient. A patient's treatment plan shall be based on the assessment under sub. (12) and a discussion with the patient to ensure that the plan is tailored to the individual patient's needs. The treatment plan shall be developed in collaboration with other professional staff, the patient and, when feasible, the patient's family or another person who is important to the patient, and shall address culture, gender, disability, if any, and age-responsive treatment needs related to substance use disorders, mental disorders and trauma. The patient's participation in the development of the treatment plan shall be documented. The treatment plan shall be reviewed and signed first by the clinical supervisor and the counselor and secondly reviewed and signed by the patient and the consulting physician.
    (b) Content.
    1. The treatment plan shall describe the patient's individual or distinct problems and specify short and long-term individualized treatment goals that are expressed in behavioral and measurable terms, and are explained as necessary in a manner that is understandable to the patient.
    2. The goals shall be expressed as realistic expected outcomes.
    3. The treatment plan shall specify the treatment, rehabilitation, and other therapeutic interventions and services to reach the patient's treatment goals.
    4. The treatment plan shall describe the criteria for discharge from services.
    5. The treatment plan shall provide specific goals for treatment of dual diagnosis for those who are identified as being dually diagnosed, with input from a mental health professional.
    6. Tasks performed in meeting the goals shall be reflected in progress notes and in the staffing reports.
    (c) Contract. A patient's treatment plan constitutes a treatment contract between the patient and the service.
    (d) Review. A patient's treatment plan shall be reviewed at regular intervals as identified in sub. (14) and modified as appropriate with date and results documented in the patient's case record through staffing reports.
    (14) Staffing.
    (a) Staffing shall be completed for each patient and shall be documented in the patient's case record as follows:
    1. Staffing for patients in an outpatient treatment service who attend treatment sessions one day per week or less frequently shall be completed at least every 90 days.
    2. Staffing for patients who attend treatment sessions more frequently than one day per week shall be completed at least every 30 days.
    (b) A staffing report shall include information on treatment goals, strategies, objectives, amendments to the treatment plan and the patient's progress or lack of progress, including applicable criteria from the approved placement criteria being used to recommend the appropriate level of care for the patient.
    (c) The counselor and clinical supervisor shall review the patient's progress and the current status of the treatment plan in regularly scheduled case conferences and shall discuss with the patient the patient's progress and status and make an appropriate notation in the patient's progress notes.
    (d) If a patient is dually diagnosed, the patient's treatment plan shall be reviewed by the counselor and a mental health professional and appropriate notation made in the patient's progress notes.
    (e) A staffing report shall be signed by the primary counselor and the clinical supervisor, and by a mental health professional if the patient is dually diagnosed. The consulting physician shall review and sign the staffing report.
    (15) Progress notes.
    (a) A service shall enter progress notes into the patient's case record for each contact the service has with a patient or with a collateral source regarding the patient. Notes shall be entered by the counselor and may be entered by the consulting physician, clinical supervisor, mental health professional and other staff members to document the content of the contact with the patient or with a collateral source for the patient. In this paragraph, "collateral source" means a source from which information may be obtained regarding a patient, which may include a family member, clinical records, a friend, a co-worker, a child welfare worker, a probation and parole agent or a health care provider.
    (b) Progress notes shall include, at a minimum, all of the following:
    1. Chronological documentation of treatment that is directly related to the patient's treatment plan.
    2. Documentation of the patient's response to treatment.
    (c) The person making the entry shall sign and date progress notes that are continuous and unbroken. Blank lines or spaces between the narrative statement and the signature of the person making the entry shall be connected with a continuous line to avoid the possibility of additional narrative being inserted.
    (d) Staff shall make efforts to obtain reports and other case records for a patient receiving concurrent services from an outside source. The reports and other case records shall be made part of the patient's case record.
    (16) Transfer.
    (a) If the service transfers a patient to another provider or if a change is made in the patient's level of care, documentation of the transfer or change in the level of care shall be made in the patient's case record. The transfer documentation shall include the date the transfer is recommended and initiated, the level of care from which the patient is being transferred and the applicable criteria from approved placement criteria that are being used to recommend the appropriate level of care to which the patient is being transferred.
    (b) The service shall forward a copy of the transfer documentation to the service to which the patient has been transferred within one week after the transfer date.
    (17) Discharge or termination.
    (a) A patient's discharge date shall be the date the patient no longer meets criteria for any level of care in the substance abuse treatment service system, and is excluded from each of these levels of care as determined by approved placement criteria.
    (b) A discharge summary shall be entered in the patient's case record within one week after the discharge date.
    (c) The discharge summary shall include all of the following:
    1. Recommendations regarding care after discharge.
    2. A description of the reasons for discharge.
    3. The patient's treatment status and condition at discharge.
    4. A final evaluation of the patient's progress toward the goals set forth in the treatment plan.
    5. The signature of the patient, the counselor, the clinical supervisor and, if the patient is dually diagnosed, the mental health professional, with the signature of the consulting physician included within 30 days after the discharge date.
    (d) The patient shall be informed of the circumstances under which return to treatment services may be needed.
    (e) Treatment terminated before its completion shall also be documented in a discharge summary. Treatment termination may occur if the patient requests in writing that treatment be terminated or if the service terminates treatment upon determining and documenting that the patient cannot be located, refuses further services or is deceased.
    (18) Referral.
    (a) A service shall have written policies and procedures for referring patients to other community service providers.
    (b) The service director shall approve all relationships of the service with outside resources.
    (c) Any written agreement with an outside resource shall specify all of the following:
    1. The services the outside resource will provide.
    2. The unit costs for the services, if applicable.
    3. The duration of the agreement.
    4. The maximum extent of services available during the period of the agreement.
    5. The procedure to be followed in making referrals to the outside resource.
    6. The reports that can be expected from the outside resource and how and to whom this information is to be communicated.
    7. The agreement of the outside resource to comply with this chapter.
    8. The degree to which the service and the outside resource will share responsibility for the patient's care.
    (d) There shall be documentation that the service director has annually reviewed and approved the referral policies and procedures.
    (19) Follow-up.
    (a) All follow-up activities undertaken by the service for a current patient or for a patient after discharge shall be done with the written consent of the patient.
    (b) A service that refers a patient to an outside resource for additional, ancillary or follow-up services shall determine the disposition of the referral within one week from the day the referral is initiated.
    (c) A service that refers a patient to an outside resource for additional or ancillary services while still retaining treatment responsibility shall request information on a regular basis as to the status and progress of the patient.
    (d) The date, method and results of follow-up attempts shall be entered in the former patient's or current patient's case-record and shall be signed and dated by the individual making the entry. If follow-up information cannot be obtained, the reason shall be entered in the former patient's or current patient's case record.
    (e) A service shall follow-up on a patient transfer through contact with the service the patient is being transferred to within 5 days following initiation of the transfer and every 10 days after that until the patient is either engaged in the service or has been identified as refusing to participate.
    (20) Service evaluation.
    (a) A service shall have an evaluation plan. The evaluation plan shall include all of the following:
    1. A written statement of the service's goals, objectives and measurable expected outcomes that relate directly to the service's patients or target population.
    2. Measurable criteria and a statistical sampling protocol which are to be applied in determining whether or not established goals, objectives and desired patient outcomes are being achieved.
    3. A process for measuring and gathering data on progress and outcomes achieved with respect to individual treatment goals on a representative sample of the population served, and evaluations of some or all of the following patient outcome areas but including at least those in subd. 3. a. , b. , c. and f. :
    a. Living situation.
    b. Substance use.
    c. Employment, school or work activity.
    d. Interpersonal relationships.
    e. Treatment recidivism.
    f. Criminal justice system involvement.
    g. Support group involvement.
    h. Patient satisfaction.
    i. Retention in treatment.
    j. Self-esteem.
    k. Psychological functioning.
    4. Methods for evaluating and measuring the effectiveness of services and using the information for service improvement.
    (b) A service shall have a process in place for determining the effective utilization of staff and resources toward the attainment of patient treatment outcomes and the service's goals and objectives.
    (c) A service shall have a system for regular review of the appropriateness of the components of the treatment service and other factors that may contribute to the effective use of the service's resources.
    (d) A service shall obtain a completed patient satisfaction survey from a representative sample of all patients at or following their discharge from the service. The service shall keep all satisfaction surveys on file for 2 years and shall make them available for review by authorized representatives of the department upon request.
    (e) A service shall collect data on patient outcomes at patient discharge and may collect data on patient outcomes after discharge.
    (f) The service director shall complete an annual report on the service's progress in meeting goals, objectives and patient outcomes, and shall keep the report on file and shall make it available for review to an authorized representative of the department upon request.
    (g) The governing authority or legal owner of the service and the service director shall review all evaluation reports and make changes in service operations, as appropriate.
    (h) If a service holds current accreditation from a recognized accreditation organization, such as the joint commission on accreditation of health organizations, the commission on accreditation of rehabilitation facilities or the national committee for quality assurance, the requirements under this section may be waived by the department.
    (21) Communicable disease screening. Service staff shall discuss risk factors for communicable diseases with each patient upon admission and at least annually while the patient continues in the service and shall include in the discussion the patient's prior behaviors that could lead to sexually transmitted diseases (STDs), human immunodeficiency virus (HIV), hepatitis B and C or tuberculosis (TB).
    (22) Unlawful alcohol or psychoactive substance use. The unlawful, illicit or unauthorized use of alcohol or psychoactive substances at the service location is prohibited.
    (23) Emergency shelter and care. A service that provides 24-hour residential care shall have a written plan for the provision of shelter and care for patients in the event of an emergency that would render the facility unsuitable for habitation.
    (24) Reporting of deaths due to suicide or the effects of psychotropic medicine. Each service shall adopt written policies and procedures for reporting deaths of patients due to suicide or the effects of psychotropic medicines, as required by s. 51.64 (2) , Stats. A report shall be made on a form furnished by the department.
History: Cr. Register, July, 2000, No. 535 , eff. 8-1-00; correction in (9) (a) made under s. 13.93 (2m) (b) 7., Stats., Register, June, 2001, No. 546 ; CR 06-035 : am. (1), (2), and Table 75.03, Register November 2006 No. 611 , eff. 12-1-06; corrections in (1), (3) (e), (4) (b), (7), and (9) (b) (intro.) made under s. 13.92 (4) (b) 7., Stats., Register November 2008 No. 635 ; CR 09-109 : am. (2) (a), (h) and (4) (e) Register May 2010 No. 653 , eff. 6-1-10; correction in (4) (e) made under s. 13.92 (4) (b) 6., 7., Stats., Register November 2011 No. 671 .

Note

For a copy of the application for certification, write to Behavioral Health Certification Section, P.O. Box 2969, Madison, WI 53701-2969. Microsoft Windows NT 6.1.7601 Service Pack 1 The mailing address of the Division of Hearings and Appeals is P.O. Box 7875, Madison, WI, 53707, 608-266-3096. Hearing requests may be delivered in person to the office at 5005 University Avenue, Room 201, Madison, WI. Microsoft Windows NT 6.1.7601 Service Pack 1 According to s. SPS 160.03 , a person may use the title "addiction counselor," "substance abuse counselor," "alcohol and drug counselor," "substance use disorder counselor" or "chemical dependency counselor" only if he or she is certified as a substance abuse counselor or a clinical substance abuse counselor under s. 440.88 , Stats., or as allowed under the provisions of s. 457.02 (5m) , Stats. Microsoft Windows NT 6.1.7601 Service Pack 1 An example of when clinical supervision may be provided off site is a staffing held at a central location attended by counselors from one or more branch clinics. Microsoft Windows NT 6.1.7601 Service Pack 1 Copies of Form DQA F-62470 for reporting deaths under this subsection may be obtained from any Division of Quality Assurance regional office or the department's website at: http://www.dhs.wisconsin.gov/forms/DQAnum.asp . See Appendix C for the address and phone number of the Division of Quality Assurance Office. Microsoft Windows NT 6.1.7601 Service Pack 1