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Wisconsin Administrative Code (Last Updated: January 10, 2017) |
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Agency DFI. Department of Financial Institutions |
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Chapters DFI-Sec1-36. Department of Financial Institutions-Securities |
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Chapter DFI-Sec22. Filing Of Ownership Information |
Section 22.03. Amendment of ownership information filings.
Latest version.
- If any material change occurs in the facts set forth in any ownership information statement filed pursuant to s. DFI-Sec 22.01 or 22.02 , the person who filed such statement shall, within 10 days thereafter, file with the division an amendment describing the change and send a signed copy of such amendment to the target company by certified mail not later than the date of the filing. Forms TO-1 and TO-2 shall be used for the filing or sending of amendments to ownership information statements.
History:
Cr.
Register, October, 1972, No. 202
, eff. 11-1-72.